Commenced in January 2007
Frequency: Monthly
Edition: International
Paper Count: 33122
Integration and Selectivity in Open Innovation:An Empirical Analysis in SMEs
Authors: Chiara Verbano, Maria Crema, Karen Venturini
Abstract:
The company-s ability to draw on a range of external sources to meet their needs for innovation, has been termed 'open innovation' (OI). Very few empirical analyses have been conducted on Small and Medium Enterprises (SMEs) to the extent that they describe and understand the characteristics and implications of this new paradigm. The study's objective is to identify and characterize different modes of OI, (considering innovation process phases and the variety and breadth of the collaboration), determinants, barriers and motivations in SMEs. Therefore a survey was carried out among Italian manufacturing firms and a database of 105 companies was obtained. With regard to data elaboration, a factorial and cluster analysis has been conducted and three different OI modes have emerged: selective low open, unselective open upstream, and mid- partners integrated open. The different behaviours of the three clusters in terms of determinants factors, performance, firm-s technology intensity, barriers and motivations have been analyzed and discussed.Keywords: Open innovation, R&D management, SMEs.
Digital Object Identifier (DOI): doi.org/10.5281/zenodo.1330853
Procedia APA BibTeX Chicago EndNote Harvard JSON MLA RIS XML ISO 690 PDF Downloads 1929References:
[1] Ahuja G. (2000). "Collaboration networks, structural holes, and innovation: a longitudinal study", Administrative Science Quarterly, V. 45, (3): 425-455.
[2] Lauren K., Salter A. (2006). "Open for innovation: the role of openness in explaining innovation performance among U.K. manufacturing firms", Strategic Management Journal, V. 27, 131-150.
[3] Dahlander L., Gann D. (2007). "How open is innovation?", Summer Conference 2007 on Appropriability, Proximity, Routines and Innovation Copenhagen, CBS, Denmark, June 18 - 20.
[4] Lichtenthaler U. (2008(a)). "Open innovation in practice: an analysis of strategic approaches to technology transactions", IEEE transactions on engineering management, V. 55, (1): 148-157.
[5] Gassman, O., Enkel, E. (2004). "Towards a Theory of Open Innovation: Three Core Process Archetypes," in Proceedings of the R&D Management Conference, Lisbon, Portugal, July 6-9
[6] Kolk, A., P├╝├╝mann, K. (2008), "Co-development of open innovation strategy and dynamic capabilities as a source of corporate growth", Working Papers in Economics n.173, Tallinn University of Technology (TUTWPE), s. 73-83. (Available on line at http://ideas.repec.org/p/ttu/wpaper/173.html)
[7] Lichtenthaler U. (2009). "Outbound open innovation and its effect on firm performance: examining environmental influences", R&D Management, V. 39, (4): 317-330.
[8] Lazzarotti V., Manzini R. e Pellegrini L. (2010). "Open innovation models adepted in pratice: an extensive study in Italy", Measuring Business Excellence, V. 14, (4): 11-23.
[9] Knudsen, M. P. and T. B. Mortensen (2011). "Some Immediate - but Negative - Effects of Openness on Product Development Performance." Technovation 31: 54-64.
[10] Lee, S., Park, G., Yoon, B. and Park, J. (2010) Open innovation in SMEs - an intermediated network model. Research Policy, 29, 290- 300.
[11] Narula, R. (2004) R&D collaboration by SMEs: new opportunities and limitations in the face of globalization. Technovation, 25: 153-161.
[12] Lichtenthaler U., Ernst H. (2009). "Opening up the innovation process: the role of technology aggressiveness", R&D Management, V. 39, (1): 38-54.
[13] Van de Vrande, V., de Jong, J.P.J., Vanhaverbeke, W. and de Rochemont, M. (2009) Open innovation in SMEs: trends, motives and management challenges. Technovation, 29, 423-437.
[14] Chesbrough H. (2003). Open innovation: The new imperative for creating and profiting from technology, Boston: Havard Business School Press.
[15] Huizingh E.K.R.E. (2011), "Open innovation: State of art and future perspectives", Technovation, V. 31, (1): 2-9.
[16] Dahlander L., Gann D. (2010), "How open is innovation?", Research Policy, V. 39: 699-709.
[17] Laursen K. e Salter A. (2004). "Searching high and low: what type of firms use universities as a source of innovation?", Research Policy, V. 33, (8): 1201-1215
[18] Pisano G.P. e Verganti R. (2008). "Which kind of collaboration is right for you?", Harvard Business Review, December, 1-9.
[19] Enkel E., Gassmann O., Chesbrough H. (2009). "Open R&D e Open Innovation: exploring the phenomenon", R&D Management, V. 39, (4): 311-316.
[20] Von Hippel E. (1988). The Sources of Innovation, Oxford University Press, New York.
[21] Lundvall, B. A. (ed.)(1992), National Systems of innovation: towards a theory of innovation and interactive learning, London: Pinter.
[22] Elmquist M., Fredberg T., Ollila S. (2009). "Exploring the field of open innovation", European Journal of Innovation Management, V. 12, (3): 326-345.
[23] Brown, S.L., K.M. Eisenhardt (1995). "Product development: Past research, present findings, and future directions", Acad. Management Rev., V.20: 343-378
[24] Szulanski, G. (1996). "Exploring internal stickiness: Impediments to the transfer of best practice within the firm", Strategic Management Review, 17(1): 27-43.
[25] Lazzarotti V., Manzini R. (2009). "Different modes of open innovation: a theoretical framework and an empirical study", International Journal of Innovation Management , V. 13, (4): 615-636.
[26] Keupp M.M., Gassman O. (2009). "Determinants and archetype users of open innovation", R&D Management, V. 39, (4): 331-341.
[27] Nelson R.R., Winter S. (1982). An Evolutionary Theory of Economic Change, Harvard University Press: Cambridge, MA.
[28] Levinthal DA, March JG. (1993). "The myopia of learning", Strategic Management Journal, Winter Special Issue, V. 14: 95-112
[29] Cohen W.M., Levinthal D.A. (1990). "Absorptive capacity: a new perspective on learning and innovation", Administrative Science Quarterly, V. 35, (1): 128-152.
[30] Klevorick AK, Levin RC, Nelson RR, Winter SG, "On the sources and significance of interindustry differences in technological opportunities", Research Policy, vol. 24(2), 1995, pp. 185-205.
[31] Gassmann O., Enkel E., Chesbrough H. (2010). "The future of open innovation", R&D Management, V. 40, (3): 213-221.
[32] Gassmann O., Enkel E. (2010). "Creative innovation: exploring the case of cross-industry innovation", R&D Management, V. 40, (3): 256-270.
[33] Fortuin and Omta, (2008), "Innovation drivers and barriers in food processing", British Food Journal, Vol.111 (8): 839-851.
[34] Gassmann O., (2006), "Opening up the innovation process: towards an agenda", R&D Management, V. 36, (3): 223-228.
[35] Anderson P., Tushman, M.L. (1990). "Technological discontinuities and dominant designs: A cyclical model of technological change" Administrative Science Quarterly, V.35, (4): 604-633.
[36] Mazzoleni R. e Nelson R.R. (1998). "The benefits and costs of strong patent protection: a contribution to the current debate", Research Policy, V. 27, 273-284.
[37] Arora A., Fosfuri A. e Gambardella A. (2001). Markets for Technology: the Economics of Innovation and Corporate Strategy, MIT Press, Cambridge.
[38] Herstad S.J., Bloch C., Ebersberger B., Van de Velde E. (2008). "Open innovation and globalisation: Theory, evidence and implications", Vision era net shared knowledge bases for sustainable innovation policies. Oslo: NIFU STEP.
[39] Sousa M. (2008). "Open innovation models and the role of knowledge brokers", Inside knowledge, V. 11, (6): 18-22.
[40] Schilling M.A. (2010). Strategic management of technological innovation, 3rd edition, McGraw-Hill, New York.
[41] Sobrero M. (1999). La gestione dell-innovazione: strategia, organizzazione e tecniche operative, Carrocci editore.
[42] Chesbrough H. (2006). Open business models. How to thrive in the new innovation landscape, Havard Business School Press.
[43] Rothaermel, Frank T. & Deeds, David L. (2006). "Alliance type, alliance experience and alliance management capability in high- technology ventures", Journal of Business Venturing, Elsevier, vol. 21(4), pages 429-460, July.
[44] Van der Meer H. (2007). "Open Innovation - The Dutch Treat: Challenges in Thinking in Business Models", Creativity and innovation management, V. 16, (2): 192-202.
[45] Tidd J., Bessant J. (2009). Managing innovation, 4th edition,Wiley, Chichester
[46] Dodgson M., Gann D., Salter A. (2006). "The role of technology in the shift towards open innovation: the case of Procter & Gamble", R&D Management, V. 36, (3): 333-346.
[47] Hrastinski S., Kviselius N.Z. (2010). "A review of technologies for open innovation: characteristics and future trends", Proceedings of the 43rd Hawaii International Conference on System Sciences - 2010.
[48] Chiaroni D., Chiesa V., Frattini F. (2010). "Unravelling the process from closed to open innovation: evidence from mature, asset-intensive industries", R&D Management, V. 40, (3): 222-245.
[49] Parida V. (2009). "Challenges in open innovation practices for industries", The 3rd nordic innovation research conference - NIR - 2008 - IEM Arctic workshop, 27-40.
[50] Lichtenthaler U. (2008 (b)). "Integrated roadmaps for open innovation", Research Technology Management, V. 51, (3): 45-49.
[51] Chesbrough H., Vanhaverbeke W., West J. (2006). Open innovation: researching a new paradigm, Oxford University Press.
[52] Nobellius D. (2004). "Towards the sixth generation of R&D management", International Journal of Project Management, V. 22, 369- 375.
[53] Chesbrough H. e Crowther A.K. (2006). "Beyond high tech: early adopters of open innovation in other industries", R&D Management, V. 36, (3): 229-236.
[54] Arora A. e Gambardella A. (1994). "The changing technology of technological change: General and abstract knowledge and the division of innovative labour", Res. Policy, V. 23: 523-532.
[55] Bröring S., Herzog P. (2008). "Organising new business development: open innovation at Degussa", European Journal of Innovation Management, V. 11, (3): 330-348.
[56] Teece D.J. (1998). "Capturing value from knowledge assets: the new economy, markets for know-how, and intangible assets", California Management Review, V. 40, (3): 55-79.
[57] Bianchi, M., Cavaliere, A., Chiaroni, D., Frattini, F., Chiesa, V. (2011) . "Organisational modes for open innovation in the bio-pharmaceutical industry: an exploratory analysis" Technovation, V. 31, (1): 22-33.
[58] Keupp M.M. e Gassmann O. (2007). "The competitive advantage of early and rapidly internationalizing SMEs in the biotechnology industry: a knowledge based view", Journal of World Business, Special Issue: The Early and Rapid Internationalisation of the Firm, V. 42, (3): 350-366.
[59] Venturini K., Verbano C., Salmaso L. (2010), "Open Innovation in Firms Located in the Republic of San Marino", Conference on Research In Entrepreneurship And Small Business Proceedings CD, Maastricht, The Netherlands, November 18-19.
[60] Asakawa K., Nakamura H., Sawada N. (2010). "Firms- open innovation policies, laboratories, and laboratories- R&D performance", R&D Management, V. 40, (2): 109-123.
[61] Hamel, G. (1991). Competition for Competence and Inter-Partner Learning Within International Strategic Alliances. Strategic Management Journal 12: 83-103
[62] Quinn J. and Hilmer F., (1994), Strategic outsourcing, Sloan Management Review Summer (1994), pp. 43-55.
[63] Calantone, R.J., Stanko, M.A. (2007), "Drivers of outsourced innovation: an exploratory study", The Journal of Product Innovation Management, Vol. 24 pp.230-41.
[64] Grönlund J., Sjödin D.R., Frishammar J. (2010). "Open innovation and the stage-gate process: a revised model for new product development", California Management Review, V. 52, (3): 106-131.
[65] Leonard-Barton D. (1995). Well Springs of Knowledge: Building and Sustaining the Source of Innovation, Harvard Business School Press, Boston, MA.
[66] Christensen J.F., Olesen M.H., Kj├ªr J.S. (2005). "The industrial dynamics of open innovationÔÇöevidence from the transformation of consumer electronics", Research Policy, V. 34, (10): 1599-1549.
[67] Igartua J.I., Garrig├│s J.A., and Hervas-Oliver J.L. (2010). "How innovation management techniques support an open innovation strategy", Research Technology Management, V. 53, (3): 41-52
[68] Chesbrough H. (2002). "Making sense of corporate venture capital", Harvard Business Review, vol. 80, 2002, pp. 4-11.
[69] Keil T. (2004). "Building external corporate venturing capability: Initial conditions, learning processes, and knowledge management", Journal of Management Studies, V. 41, (5): 799-825.
[70] Granstrand O. (2000). The Economics and Management of Intellectual Property: towards Intellectual Capitalism, Edward Elgar Publishing, Northampton.
[71] Rosenberg N. (1990). "Why do firms do basic research (with their own money)?", Research Policy, V. 19, 165-174.
[72] De Jong, J.P.J., Vanhaverbeke W., Kalvet T., Chesbrough H. (2008). "Policies for Open Innovation: Theory, Framework and Cases", Vision era net shared knowledge bases for sustainable innovation policies, pp. 14-48, 115-123.
[73] Smith K. (2000). "Innovation as a Systemic Phenomenon: Rethinking the Role of Policy", Enterprise and Innovation Management Studies, vol..1 (1): 73-102
[74] Cassiman, B., Veugelers, R., 2006. In search of complementarity in innovation strategy: Internal R&D and external knowledge acquisition. Management Science 52 (1), pp.68-82.
[75] Davis J.L., Harrison S.S. (2001). Edison in the Boardroom: how Leading Companies Realize Value from their Intellectual Assets, New York: John Wiley & Sons.
[76] Lin B.-W., Chen C.-J. e Wu H.-L. (2006). "Patent portfolio diversity, technology strategy, and firm value", IEEE Transactions on Engineering Management, V. 53, (1): 17-26
[77] Lichtenthaler U. (2005). "External commercialization of knowledge: review and research agenda", International Journal of Management Reviews, V. 7, (4): 231-255.
[78] Miles R. e Snow C. (1978). Organizational Strategy, Structure and Process, New York: McGraw-Hill.
[79] Brockhoff K., Pearson A. (1992) "Technical and marketing aggressiveness and the effectiveness of research and development", IEEE Transactions on Engineering Management, V. 39, (4): 318-324.
[80] Lettl C., Herstatt C. e Gemuenden H. G. (2006). "Users- contributions to radical innovation: Evidence from four cases in the field of medical equipment technology", R&D Manage, V. 36, (3): 251-272.
[81] Perrons R. K., Richards M. G. e Platts K. (2005). "What the hare can teach the tortoise about make-buy strategies for radical innovations", Management Decision, V. 43, (5): 670-690.
[82] Rivette K.G. e Kline D. (2000). Rembrandts in the Attic: unlocking the Hidden Value of Patents, Harvard Business School Press, Boston.
[83] Cesaroni F. (2004 )."Technological outsourcing and product diversification: Do markets for technology affect firms- strategies?", Research. Policy, V. 33, 1547-1564.
[84] Hagedoorn J. (1993). "Understanding the rationale of strategic technology partnering: interorganisational modes of cooperation and sectoral differences", Strategic Management Journal, V. 14, pp. 371- 385.
[85] Blumentritt T., Danis W.M. (2006). "Business strategy types and innovative practices", Journal of Managerial Issues, V. 18, (2): 274-291.
[86] OECD (organisation for economic co-operation and development statistical office of the european communities) (2005), Oslo manual: guidelines for collecting and interpreting innovation data, Parigi: OECD/European Communities.
[87] Eurostat (2009). "High-technology and knowledge based services aggregations based on NACE Rev.2", (http://epp.eurostat.ec.europa.eu/cache/ITY_SDDS/Annexes/htec_esms _an3.pdf).
[88] Chesbrough H.(2003b). "The era of open innovation", Sloan management review, V. 44, (3): 35-41.
[89] Aylen J. (2010). "Open versus closed innovation: development of the wide strip mill for steel in the United States during the 1920s", R&D Management, V. 40, (1): 67-80.
[90] Fine C.H. (1998). Clockspeed: Winning Industry Control in the Age of Temporary Advantage, Reading, MA: Perseus Books.